Please provide us with as many of the following documents as possible. The more information we have, the better our recommendations can be. But don’t worry if some of this doesn’t apply to you: that is normal. 

 

As a reminder, please do not email documents that contain sensitive information, such as account numbers, SSN, etc.

 

Income Statements:

 

  1. 2 recent pay stubs

  2. Other income sources (rental, pension, social security, trust, etc.)

  3. Descriptions of any employee benefit available to you through work: retirement, insurance, etc.

 

Tax Returns:

 

  1. Federal, state, corporate, or other returns for the last 2 years

  2. Current estimated payments/withholding (if you are self-employed)

 

Recent Retirement Statements, including the investment choices & annual statements: Please provide a copy of the most recent statement. Screenshots will not provide the information needed.

 

  1. 401(k), 403(b), Pension, PERS, STRS, or other workplace retirement account/s

  2. Please provide the investment options available in your employer retirement plan

  3. IRAs, including ROTHs

 

Think back to past employers. Is it possible you have a retirement account from an old job that you’ve forgotten about? If so, it’s time to track them down and get your money!

 

Investment Statements: Please provide a complete copy of the most recent statement, screenshots will not provide the information needed.

 

  1. Checking/Savings accounts

  2. CDs

  3. Brokerage Accounts

  4. Mutual Funds or Annuities

  5. Minor Children’s Assets

  6. Any other Assets

 

Insurance Policies: Declaration pages and actual policies

 

  1. Life insurance statement with a policy summary

  2. Disability insurance 

  3. Casualty: Auto, Homeowner’s, Renter’s or any other insurance policy

 

Loan Repayment Schedules: Include origination date, interest rate, beginning balance, current balance, the length of the loan, & monthly payment. Please provide the most recent statements.

 

  1. Residence (mortgage)

  2. Auto

  3. Student Loans

  4. Rental Mortgage/s

  5. Any other loans

 

Estate Documents:

 

  1. Will

  2. Trust

  3. Power of Attorney

  4. Health Care Directive

 

Social Security & Credit Report

 

  1. Pull a social security statement from www.socialsecurity.gov

  2. Pull a credit report from www.annualcreditreport.com (this will likely be a link document) Do not sign up for credit reporting services.

Most Recent Pension Statement: CalTRS, CalPRS, etc. 

Employee Benefits List: Please provide a list of all of the benefits offered by your employer even if you are not taking advantage of them. Please also provide your open enrollment month/s for benefit selection.          

Document Checklist:

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Wealth of Confidence, LLC (“WOC”) is a registered investment adviser offering advisory services in the State of California and in other jurisdictions where exempted. Registration does not imply a certain level of skill or training. The presence of this website on the Internet shall not be directly or indirectly interpreted as a solicitation of investment advisory services to persons of another jurisdiction unless otherwise permitted by statute. Follow-up or individualized responses to consumers in a particular state by WOC in the rendering of personalized investment advice for compensation shall not be made without our first complying with jurisdiction requirements or pursuant an applicable state exemption. 

All written content on this site is for information purposes only. Opinions expressed herein are solely those of WOC, unless otherwise specifically cited. Material presented is believed to be from reliable sources and no representations are made by our firm as to another parties’ informational accuracy or completeness. All information or ideas provided should be discussed in detail with an advisor, accountant or legal counsel prior to implementation.